Helane Morrison is a well-known individual in the corporate world. She is currently the Chief Compliance Officer at Hall Capital partners, an institution that is considered to be the largest advisory company in San Francisco. Apart from being the COO, she is also among the institutions Executive Committee.
Hall Capital Partners is an institution that is trying to earn the trust of many people in the country who lost their trust in most financial firms during the financial crisis of 2008. Many individuals in the nations have started putting their finances in this institution too. This company has also tried to rescue the public by enforcing integrity, accountability and regulatory compliance in all the activities that take place there.
Helane Morrison is one of the women who have done very well in the male dominated industry. She has proved to be very sharp, firm, assertive and extremely hard working individual who has transformed the compliance industry. In her current position Helane ensures that all the investments made for their clients is ethical and solid. She works with a qualified team of individuals who work hard to ensure that every financial advisor, brokerage firm and mutual advisors the client chooses are vetted thoroughly before they can be finally trusted with the consumer’s money.
To make her dreams come true, Helane Morison has a good team of enforcement staff. When any type of anomaly is detected during their operation, the team is responsible for enforcing serious disciplinary actions. In some instances, criminal charges are also given to the untrustworthy companies or individuals.
Before getting this position, Morrison was working as the head of SEC. while in this institution; she was in charge of enforcing securities, regulatory compliance and litigation matters in North California and several other Northwest states. She was also responsible for representing her employer in all the legal matters, financial communities, business relations and government agencies. While working for SEC, Morrison handled many fraud cases that involved some of the top executives from institutions’ such as Google and HBO. She was also responsible for exposing the deceptive sale of the false securities in a company known as American Amicable.
Before working as the head of SEC, Helane was practicing law at different law firms in the US. She is also a respected speaker, especially in compliance or any legal matters that arise from investment advisories. She went for her university education in Northwestern University, found in Illinois.